Read more about the article Compliance Officer Liability and FinCEN’s Final Rule, the Perfect Storm
Compliance Officer Liability and FinCEN's Final Rule, the Prefect Storm

Compliance Officer Liability and FinCEN’s Final Rule, the Perfect Storm

Picture a time where you made a simple mistake at your place of business. Everyone has done it. In fact, it’s a rather frequent occurrence seen on various job sites…

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Read more about the article Using Social Media for Customer Due Diligence and Beneficial Ownership Identification
beneficial Ownership Unmasked

Using Social Media for Customer Due Diligence and Beneficial Ownership Identification

Despite all of the recent controversy surrounding the Facebook brand and their now infamous data breach affecting upwards of 87 million people across the globe, social media as a whole…

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Read more about the article Part II: Beneficial Ownership Rule – Applying the Fifth Pillar: The When and the How
Beneficial Ownership unmasked.

Part II: Beneficial Ownership Rule – Applying the Fifth Pillar: The When and the How

With less than a month for the mandatory compliance with the Financial Crimes Enforcement Network’s (FinCEN) final beneficial ownership rule (Rule), most banks and their compliance officers are fine tuning…

Continue ReadingPart II: Beneficial Ownership Rule – Applying the Fifth Pillar: The When and the How