The Global RADAR® AML Surveillance Module tracks transactions using both rules and statistical based methodologies to detect irregular trends and behavioral patterns. Alerts can be easily created, managed, prioritized and documented. This comprehensive case management solution allows for the proper documentation of events to facilitate special investigations and the filing of suspicious transaction reports.
Our Trade Surveillance Module tracks transactions across trading, fraud, anti-money laundering, and business management risk units to streamline investigations. This is accomplished by leveraging sophisticated analytics to ensure investment suitability using both rules and statistical based methodologies. Alerts can be easily created, managed, prioritized and documented. The comprehensive reporting and dashboard functionality allows managers to quickly assess the overall effectiveness of brokerage compliance policies and procedures so proactive steps can be taken to quickly identify and resolve issues.
Global RADAR provides a high degree of transaction control to help your institution monitor and ensure personal trading compliance. Customizable rules identify potential issues; monitor employee trades for violations and closely analyzes them to confirm pre-clearance approval is being obtained. This module helps to quickly identify violations so they can be easily reviewed and escalated. A comprehensive library of activity reports is also maintained to facilitate the employee surveillance process.